SEPARATELY MANAGED PORTFOLIOS

Traynor Capital Management will provide unbiased advice that is tailored to meet the objectives of each client. This is a multi-step process involving investment policy, asset allocation, evaluation and selection of private managers, and ongoing advisory and reporting services.

Every investor should recognize that minimizing risk and maximizing investment performance in current financial markets requires a level of expertise and advice not always available through the traditional relationships of brokerage firms, mutual fund families, and insurance companies. The high net worth individual requires an investment adviser with complete objectivity and whose allegiance is directly aligned only with helping clients achieve their stated objectives.

Our firm, along with several third-party resources, will maintain an active database of over 4500 money managers across all asset classes. Extensive screening will allow our firm to focus on factors necessary for superior portfolio management, including style consistency, quantitative screening, and performance/risk attribution.

Traynor Capital Management has no association with any investment firm and our independent structure enables us to make truly objective decisions and recommendations without the influence of bias. Our firm provides access to many of the premier portfolio managers throughout the country, each with their own unique area of expertise, which compliments overall portfolio structure. All utilized management firms are proven specialists in the designated asset class, and are distinguished by their long-term track records, based on the consistency of their discipline. Increased complexity of the overall market, plus continual increases in the number of listed companies, and conflicts of interest that are imbedded in corporate research are three core reasons why separately managed portfolios will create the perfect solution to your investment needs. While there is always risk in the equity markets, our ability to incorporate complementary investment styles and strategies will allow you to prosper throughout all types of markets.

• Establish and define the client-planner relationship.
• Gather client data, including goals.
• Analyze and evaluate your financial status.
• Develop and present financial planning recommendations and alternatives.
• Implement financial planning recommendations.
• Monitor the financial planning recommendations.

*Certified Financial Planner Board of Standards Inc.

POLICY STATEMENT
Focus: Investor’s short-term and long-term needs, familiarity with capital market history, and expectations.

Examine current and projected financial, economic, political, and social conditions
Focus: Short-term and intermediate-term expected conditions to use in constructing a specific portfolio.

Implement the plan by constructing the portfolio
Focus: Meet the investor’s needs at minimum risk levels by actively monitoring portfolio holdings and incorporating numerous industry and sector holdings to gain necessary diversification.

Feedback Loop: Monitor and update investor needs, environmental conditions, evaluate portfolio performance.